Markets in Financial Instruments Directive (MiFID II)* and other Regulatory Disclosures & Disclaimers
General disclaimers
Terms of business
- Wells Fargo Securities Europe S.A. Standard Terms and Conditions of Business (PDF)
- Wells Fargo Bank National Association London Branch and Wells Fargo Securities Intl Limited Standard Terms and Conditions of Business (PDF)
Conflicts of interest and inducements
Costs and charges
Best execution
- Best Execution and Client Order Handling WFSE (PDF)
- Best Execution and Client Order Handling WFSIL & WFBNA (PDF)
- Quality of execution and trading
Foreign Exchange, Rates, and Commodities Disclosures
Swap Disclosures
Primary allocations of debt securities
- Allocations Policy (PDF)
- Wells Fargo Securities Statement of General Approach to the Allocation and Marketing of Securities in Debt Capital Markets Transactions (PDF)
Other disclosures
- Statement of Commitment to the UK Money Markets Code – WFSIL
- Statement of Commitment to the UK Money Markets Code – WFBNA London Branch
- Swiss FIDLEG Client Information Document (PDF)
- UK Tax Strategy (PDF)
- Wells Fargo Securities Europe Pillar 3 Disclosure 2021 (PDF)
- Wells Fargo Securities International Limited Pillar 3 Disclosure 2021 (PDF)
- Wells Fargo Securities Europe Pillar 3 Disclosure 2022 (PDF)
- Wells Fargo Securities International Limited Pillar 3 Disclosure 2022 (PDF)
- Wells Fargo Securities Europe Pillar 3 Disclosure 2023 (PDF)
- Wells Fargo Securities International Limited Pillar 3 Disclosure 2023 (PDF)
- U.K. Modern Slavery Act statement 2019 (PDF)
- U.K. Modern Slavery Act statement 2020 (PDF)
- U.K. Modern Slavery Act statement 2021 (PDF)
- U.K. Modern Slavery Act statement 2022 (PDF)
- U.K. Modern Slavery Act statement 2023 (PDF)
- Wells Fargo Bank N.A., London Branch 2019 Gender Pay Report (PDF)
- Wells Fargo Bank N.A., London Branch 2020 Gender Pay Report (PDF)
- Wells Fargo Bank N.A., London Branch 2021 Gender Pay Report (PDF)
- Wells Fargo Bank N.A., London Branch 2022 Gender Pay Report (PDF)
- Wells Fargo Bank N.A., London Branch 2023 Gender Pay Report (PDF)
- Women in Finance Charter – UK and Ireland (PDF)
* The EU's revised Markets in Financial Instruments Directive (MiFID) and Markets in Financial Instruments Regulation (together MiFID II) came into effect on 3 January 2018. For the purposes of the above MiFID II client disclosures; Wells Fargo Bank, National Association (London Branch), Wells Fargo Securities International Limited, and Wells Fargo Securities Europe S.A. are UK and European subsidiaries of Wells Fargo & Company, referred to collectively as "Wells Fargo EMEA".
Wells Fargo Bank, National Association London Branch ("WFBNA London Branch") is registered with the United Kingdom's Companies House under number FC026633 and its principal place of business in the United Kingdom is at 33 King William Street, London, EC4R 9AT, United Kingdom. Authorised and regulated by the Office of the Comptroller of the Currency, and authorised by the Prudential Regulation Authority in the UK. Subject to regulation by the Financial Conduct Authority and limited regulation by the Prudential Regulation Authority in the UK.
Wells Fargo Securities International Limited ("WFSIL") is a private limited company incorporated under the laws of England and Wales with its head office and registered office at 33 King William Street, London, EC4R 9AT, United Kingdom. WFSIL is registered with the United Kingdom's Companies House under company number 3426903. WFSIL is authorised and regulated by the Financial Conduct Authority. "Wells Fargo Securities" is registered with the Financial Conduct Authority as a trading name of WFSIL.
Wells Fargo Securities Europe S.A., ("WFSE") is a société anonyme à conseil d’ administration par actions simplifiée incorporated under the laws of France with SIREN number 842 610 255 RCS Paris, with its head office and registered office at 1-5 rue Paul Cézànne, 75008 Paris, France. WFSE is authorised by the Autorité de contrôle prudentiel et de résolution and regulated by the Autorité des marchés financiers.